Simon BLIXT 1,2, Sebastian MUKKA 3, Peter FÖRSTH 4, Olof WESTIN 5, Paul GERDHEM 1,2 on behalf of the SunBurst study group a
1 Department of Clinical Science Intervention and Technology, Karolinska Institutet, K54, Stockholm; 2 Department of Reconstructive Orthopaedics, Karolinska University Hospital, Huddinge, Stockholm; 3 Department of Surgical and Perioperative Sciences (Orthopaedics), Umeå University, Umeå; 4 Department of Surgical Sciences, Uppsala University Hospital, Uppsala; 5 Department of Orthopaedics, Institute of Clinical Sciences at Sahlgrenska Academy, University of Gothenburg, and Sahlgrenska University Hospital, Gothenburg, Sweden
; a The SunBurst study group: Riyad Abd-Ali and Håkan Löfgren, Neuro-Orthopedic Center, Region Jönköping County, Jönköping, Sweden; Lukas Bobinski, Department of Surgical and Perioperative Sciences (Orthopaedics), Umeå University, Umeå, Sweden; Anastasios Charalampidis, Department of Reconstructive Orthopaedics, Karolinska University Hospital, Huddinge, Sweden; Ted Eneqvist, Department of Clinical Science and Education, Södersjukhuset, Stockholm, Sweden; Ralph Hasserius and Anders K Möller, Institution of Clinical Sciences (IKVM), Lund University and Department of Orthopedics, Skåne University Hospital, Malmö, Sweden; Mari Hänni and Monica Sjöholm, Department of Surgical Sciences, Uppsala University Hospital, Uppsala, Sweden; Anders Joelson and Freyr Gauti Sigmundsson, Department of Orthopedic Surgery, Örebro University Hospital, Örebro, Sweden; Martin Kempny, Department of Orthopedics, Halmstad County Hospital, Halmstad, Sweden; Per Näsman, KTH Royal Institute of Technology, Department of Real Estate and Construction Management, Centre for Safety Research, Stockholm, Sweden; Gylfi Ólafsson, Westfjords Healthcare Institute, Ísafjörður, Iceland; Anders Olai, Department of Spinal Surgery, Faculty of Health Sciences, Linköping University, Linköping, Sweden; Erik Vestberg, Department of Orthopedics, Kalmar County Hospital, Kalmar, Sweden.
Background and purpose — The treatment for patients with thoracolumbar burst fractures without neurological deficit or complete rupture of the posterior ligament complex (PLC) is controversial and includes both surgical and non-surgical options. Current evidence on which treatment is optimal remains inconclusive. In this study we compare surgical with non-surgical treatment.
Methods — The study is a nationwide, multicenter, register-based randomized controlled trial (R-RCT). Patients with a thoracolumbar burst fracture will be identified by the Swedish Fracture Register. The admitting physician will be notified during the registration process and the patient will be screened for eligibility. Patients, 18 to 66 years old without neurologic deficit to more than a single nerve root and without complete rupture of the PLC, are eligible for the study. 202 patients will be randomized in a 1:1 relation to either surgical or non-surgical treatment. Patient-reported outcome measures (PROMs), including the Oswestry Disability Index (ODI) and radiological data, will be collected at the time of injury, after 3–4 months, and after 1 year. Additional data from national health registries will be collected after 1 year.
Outcome — The primary outcome is the ODI 1 year after injury. Secondary outcomes include additional PROMs, adverse events, drug consumption, sick leave, healthcare consumption, and imaging data.
Interpretation — The primary outcome is the ODI 1 year after injury. Secondary outcomes include additional PROMs, adverse events, drug consumption, sick leave, healthcare consumption, and imaging data.
Estimated duration — The study started on September 1, 2021 and will continue for approximately 4 years.
Trial registration — The trial is registered at www.clinicaltrials.com, NCT05003180.
Citation: Acta Orthopaedica 2022; 93: 256–263. DOI http://dx.doi.org/10.2340/17453674.2022.1614.
Copyright: © 2022 The Author(s). This is an Open Access article distributed under the terms of the Creative Commons Attribution-NonCommercial 4.0 International License (https://creativecommons.org/licenses/by-nc/4.0/), allowing third parties to copy and redistribute the material in any medium or format and to remix, transform, and build upon the material for non-commercial purposes, provided proper attribution to the original work.
Submitted: 2021-10-04. Accepted: 2021-12-29. Published: 2022-01-24.
Correspondence: simon.blixt@ki.se
The authors would like to thank Linda Magné and Marko Poikkimäki for the technical solutions behind the study platform in the SFR.
PF, PG, SM, and OW designed the trial and shared in reviewing the manuscript. Ethical applications were handled by PG. SB drafted the manuscript. All authors and the SunBurst study group have contributed to the contents of the protocol during meetings and mail conversations. All authors and the SunBurst study group have given their final approval of the version to be published and agree to be accountable for all aspects of the work. The final report will be written by the authors of this article.
Burst fractures, characterized by compression of both the anterior and middle column of the spine, most often occur in the thoracolumbar junction (1,2). They can occur in all ages and are associated with pain, disability, and sick leave (3-9). Treatment options depend on several factors and include both surgical and non-surgical care (10,11). In cases with no neurological deficit and without complete rupture of the posterior ligament complex (PLC), treatment options remain controversial (10-16). Most studies on thoracolumbar burst fractures have been observational and retrospective (16). The randomized controlled trials (RCTs) that have been carried out comparing surgical with nonsurgical treatment have been limited by small sample sizes and conflicting results (17,18). To date, there is no consensus on which treatment is optimal for these patients (10,14,19-22).
Sweden has a long history of nationwide healthcare quality registers with more than 100 active registers today (23). The Swedish Fracture Register (SFR) started in 2011 and has since become a nationwide register for all types of orthopedic fractures (24). In recent years RCTs have been carried out with the aid of existing national quality register platforms. Today there are 2 ongoing register-based randomized controlled trials (R-RCTs) in cooperation with the SFR (25,26). The StUdy oN Burst Fractures (SunBurst) will be the 3rd R-RCT in cooperation with the SFR and the 1st R-RCT on vertebral fractures.
The purpose of the SunBurst trial is to compare surgical versus non-surgical treatment in patients who have sustained a thoracolumbar burst fracture without severe neurological deficit and without complete rupture of the PLC.
SunBurst is a nationwide, multicenter, open label, parallel assignment, R-RCT using the SFR as its study platform (27). Study protocol items where reported according to SPIRIT guidelines (28).
The flow chart of the study is shown in Figure 2.
Figure 1. Drawings of burst fractures, defined as type A3 (left) and A4 (right) according to the AOSpine thoracolumbar spine injury classification system. A3 involves a single endplate and A4 involves both endplates. Both the anterior and posterior wall of the vertebral body must be fractured to classify as a burst fracture. Drawing by Pontus Andersson.
Figure 2. Study design register-based randomized controlled trial.
The trial will use the SFR study platform. SFR has nationwide coverage. Data in SFR is regularly entered by the treating physician. If data on a patient fulfills the inclusion criteria for SunBurst, the treating physician is notified on the SFR platform that this patient may fulfill the inclusion criteria. The treating physician is asked to notify the closest department that treats spine fractures. All hospital departments in Sweden that treat burst fractures surgically are represented in the SunBurst study group.
Study eligibility will be crosschecked by the spine consultant on call before screening and randomization is made. Randomization will be done within the SFR platform in a 1:1 manner after consent has been obtained. The randomization sequence is made in blocks without stratification by Uppsala Clinical Research center (https://www.ucr.uu.se) for a total of 232 individuals. Study inclusion will end when 101 individuals in both arms have been randomized. Since the study will compare surgical to non-surgical treatment blinding cannot be performed.
In the event a patient is not registered in the SFR by the treating physician at a hospital without a spine surgery service, it is our experience that a spine consultant on call will most likely be contacted to discuss treatment. The consultant will thereby be able to identify eligible patients and hopefully the losses of potential study patients will be minimized.
Surgical stabilization will be compared with nonsurgical treatment. The study is pragmatic, meaning that surgical technique, choice of implants, and details surrounding inpatient care are at the discretion of the treating physician.
Surgical stabilization is performed with posterior fixation with either an open or minimally invasive technique. The suggested technique is short segment fixation with pedicle screws inserted 1 level above and below the fractured vertebra, without fusion or decompression. If feasible, pedicle screws are inserted in the fractured vertebra. Fixation is established by connecting the pedicle screws to rods (32,33). Surgery is to be performed within 2 weeks from the injury. A brace will not be used postoperatively. Early ambulation after surgery is encouraged. Physiotherapy and other measures of rehabilitation are prescribed on an individual basis. Surgery for removal of implants is optional and can be done according to local routines.
Early ambulation after randomization is encouraged. A standard 3-point (Jewett) brace or similar may be offered for up to 3 months for pain relief. The choice of supplier and brand of brace is decided by the treating physician. The brace will only be used upon mobilization. Brace usage will be estimated by the patient at the 3–4 months follow-up visit. Physiotherapy and other rehabilitation measures will be considered and prescribed on an individual basis.
In the uncommon event of neurological compromise after inclusion in the study, the reason for this will be assessed (34). If neurological compromise is due to canal compromise or progressing kyphosis, surgery is advisable. Inability to mobilize a patient due to intense pain despite adequate analgesics and possibly a brace may be a reason to conduct surgical treatment. A change in treatment will be documented in the SFR.
An increasing kyphosis without neurological deficit at follow-ups is not a reason for treatment change as no evident relation between kyphosis and patient-reported outcome has been described (34). Initial extent of canal compromise or an increase in canal compromise during follow-up is not a reason for treatment change in the absence of neurological symptoms (34).
Clinical and radiological assessment, as well as patientreported outcome measures (PROMs), will be collected at the time of fracture, at 3–4 months, and at 1 year (Table 1). Longterm collection of PROMs may be performed 5 and 10 years after the fracture (Table 1).
Visit 1 Screening and randomization | Visit 2 | Visit 3 | ||
Time | Initial visit | 3-4 months | 1 year | 5-10 years |
Informed consent | X | |||
Demography | X | |||
Inclusion/exclusion criteria | X | |||
Randomization | X | |||
Patient-reported outcome data | X a | X b | X a | (X b) |
Imaging | CT and MRI | CT | CT, MRI, and a standing weight-bearing spineradiograph | |
Registry data | X | X | X | X |
a Oswestry Disability Index (ODI) collected on paper. Short Musculoskeletal Function Assessment (SMFA) and EQ-5D-5L (quality of life instrument developed by the EuroQol Group) are collected through the Swedish Fracture Register platform. b ODI, SMFA, and EQ-5D-5L collected on paper. CT: computed tomography. MRI: magnetic resonance imaging. |
Participants are free to withdraw from the trial at any time. Data already collected through the SFR will be retained in the study database. No additional data will be added, including data collected through crossmatching subjects with other registers. Withdrawn participants will not be replaced.
The primary outcome is to compare the score on the Oswestry Disability Index (ODI) between the surgically and non-surgically treated patients 1 year after the injury. ODI is a questionnaire that measures disability due to back pain. It has been frequently used since its publication in 1980 internationally and in Sweden (35-38). We will use the Swedish translation of version 2.1 (36,39). The ODI consists of 10 items with 6 answers for each item. Each answer corresponds to a number between 0 and 5, where 0 is no disability and 5 is maximum disability. The items are added and multiplied by 2 to generate an index from 0 to 100. The level of disability ranges from no disability to bedbound, 0–20 no or minimal disability, 21–40 moderate disability, 41–60 severe disability, 61–80 crippled, 81–100 bedbound (40).
We assume that individuals before the injury have an ODI on a par with population-based data. At best, ODI after thoracolumbar fracture treatment approaches pre-fracture levels.
Population-based data indicates a mean ODI of 8 for adults (41,42). Information on ODI levels after thoracolumbar fractures are scarce. Mean ODI was 36 at 2 years after surgical treatment of thoracolumbar fractures in a study by Wei et al. (43). In a study by Möller et al. (7) of 27 non-surgically treated individuals mean ODI was 11 at 2 decades or more after a burst fracture. In the RCT by Wood et al. (8), ODI was 20 in the surgical group and 2 in the non-surgical group a mean 18 years after the burst fracture.
Secondary objectives are to evaluate whether surgical compared with non-surgical treatment results in better healthrelated quality of life, shorter time to return to work, lesser consumption of analgesics, and fewer adverse events and costs associated with the treatment.
In addition to ODI, the patients will report other well-established PROMs, namely the Short Musculoskeletal Function Assessment (SMFA), which is an instrument measuring the functional status in patients with musculoskeletal disorders and EQ-5D-5L, including EQ-VAS, which is a standardized quality of life instrument developed by the EuroQol group (44-46).
Radiological data will be collected according to Table 1. All patients will undergo computed tomography (CT) of the thoracolumbar spine at the time of the injury, at 3–4 months, and at 1 year, magnetic resonance imaging (MRI) of the thoracolumbar spine at the time of injury and at 1 year, and a whole-spine standing weightbearing radiograph at 1 year. The degree of fracture comminution according to the load-sharing classification (47), degree of fracture compression, local and global kyphosis, adjacent segment degeneration, and extent of any soft tissue injuries will be registered.
The study participants will be crossmatched with other registers and databases by using their Swedish personal identity number (PIN). The National Board of Health and Welfare National Patient Register (NPR) will be used to compare the level of inpatient and outpatient healthcare, spinal surgery during follow-up, and adverse events such as postoperative infections and thromboembolism (48). Data on analgesics and antibiotics prescribed will be collected through the Swedish Prescribed Drug Register (PDR) (49). Mortality, including the cause of death, will be collected from the National Board of Health and Welfare Cause of Death Register (50).
In this study, adverse events will be defined as any undesirable event until the follow-ups (20,51). The severity of the adverse events will be graded according to Landriel Ibañez et al. (52). Adverse events will be collected through the patient files, the SFR, the NPR (Appendix 1, see Supplementary data), and the PDR. Adverse events will be registered as surgical and medical complications. These will be analyzed as dichotomous variables with chi-square or Fisher’s exact tests.
Data on any prescribed analgesics and antibiotics will be collected. Anatomical Therapeutic Chemical classification system (ATC) codes will be used to group the pharmaceuticals. Collected prescriptions will be assessed as dichotomous data (collected/not collected) at different time intervals: 0 to 4 months and 4 months to 1 year. To compare opioid prescriptions, conversion to morphine equivalents will be done.
Data from the Swedish Social Insurance Agency will be used to collect information regarding sick leave (53). Data will be stratified based on the presence or absence of sick leave before the fracture event. Data on total time on sick leave as well as the diagnosis used for sick leave will be collected.
Data on costs on the individual level will be collected and analyzed. This consists of costs for the inpatient and outpatient visits (including surgery, radiographs, braces), cost of pharmaceutical treatments, and cost for sick leave. The number of outpatient and telephone contacts (physician, nurse, physiotherapist) the fracture and treatment have resulted in will be registered from patient files and registries. Earnings lost in relation to the fracture will be estimated from the ‘Longitudinal integrated database for health insurance and labour market studies’ available at Statistics Sweden (54).
Quality-adjusted life years (QALYs) will be calculated for each group (as measured by EQ-5D-5L). Combining the cost of each treatment with the QALY yields the incremental costeffectiveness ratio (ICER), which we will use to compare the cost with other medical treatments
Baseline data including screening questions, fracture classification, age, sex, type of trauma, time of diagnosis, and treatment intervention will be collected through the SFR and transcribed to the study database. ODI is not part of the SFR and will be collected by the central study coordinator. Written informed consent will be kept at each participating hospital and a copy at Karolinska University Hospital. Radiographs and hospital files will be collected from each study site and reviewed for surgical details. Study subjects will be crosschecked with other registers to collect additional data. Data collection is summarized in Table 2. The steering committee will supervise the study to verify that informed consent and all questionnaires are collected. The steering committee will have regular contacts with participating centers to confirm that they adhere to study protocol and will be available for discussion of inclusion and exclusion criteria. All original data will be stored on Karolinska University hospital computers and only available for the study’s researchers, maintaining confidentiality in accordance with national data legislation. The authors will not have access to the complete dataset until all patients have been collected and no interim analysis will be made.
Type of data | Data collected by | ||||
Central study coordinator | Swedish Fracture Register | National Patient Register | Prescribed Drug Register | Social Insurance Agency/Statistics Sweden | |
ODI | X | ||||
SMFA | X a | EQ-5D-5L | X a | ||
Images | X | ||||
Fracture classification | X | ||||
Screening question answers | X | ||||
Additional spine surgery | X | X | |||
Adverse events | X | X | |||
Analgesics/antibiotics | X | ||||
Sick leave data | X | ||||
Earnings | X | ||||
a Collected by the central study coordinator at 3-4 months. For abbreviations, see Table 1. |
How large a difference in ODI should be between groups to be clinically relevant is not known. Often the ODI minimal clinically important difference (MCID) is used as an estimate of a clinically relevant group difference. In a study by Copay et al. (55), MCID for ODI was estimated to be around 10. In previous studies the standard deviation (SD) for ODI is between 10 and 20, with lower values seen after surgical treatment of thoracolumbar fractures than after degenerative lumbar spine conditions (43,55).
To identify a minimal clinically important difference (MCID) in the ODI of 10 with a standard deviation of 20 with the probability of a type 1 error (alpha) set to 0.05 and power of 90%, a sample size of 84 patients in each group is needed. To account for a loss to follow-up of up to 20%, 101 patients in each group are needed in the RCT.
Data will be presented as means with 95% confidence intervals for data with normal distribution, medians and interquartile ranges for data that is not normally distributed, and numbers or proportions for categorical data.
Data from the different groups will be compared based on the “intention to treat” principle (ITT). All patients, regardless of treatment change, loss to follow-up or dropout, remain in the analysis of the group to which they were randomized. Sensitivity analyses will be performed comparing the ITT data against the per-protocol data, i.e., patients who exclusively complied with the treatment. Missing data will be handled with pair-wise exclusion.
The primary analysis will use Student’s t-test for the 2 independent groups, surgical or non-surgical treatment, to compare group difference in ODI after 1 year. Subgroup analyses will be used for covariates age, sex, fracture type (A3 vs A4), presence of nerve root symptoms, degree of fracture comminution (47), degree of vertebral compression, kyphosis, and integrity of the PLC (intact vs. indeterminate). When the trial has finished there might be a situation where we find a small but statistically significant difference between groups in ODI that is less than the estimated MCID of 10. However, statistical significance does not equal clinical relevance. If we find a small difference between groups in ODI that is less than the estimation of MCID we will not be able to conclude that either treatment is superior to the other.
For secondary outcomes, similarly to the primary outcome, we will use Student’s t-test to test differences in continuous variables measured on at least interval scale between the groups. Visual estimation will be used to assess normality of the data. If the data does not approximate a normal distribution the Mann–Whitney test will be used. In order to evaluate hypotheses of variables in contingency tables, the chi-square test will be used or, in the case of small, expected frequencies, Fisher’s exact test. Multivariate logistic regression analysis will be used for exploratory purposes with PROMs as the dependent variable. ODI will be dichotomized as no disability (0–20) and disability (21–100). The other PROMs will be dichotomized in a similar matter based on the results of ongoing studies. Treatment and the same covariates as the primary analysis will be used as independent variables to identify which predictors are important for the outcome. Depending on distribution, Spearman’s or Pearson’s correlation will be used to test the bivariate correlation between continuous variables, i.e., comparing PROMs with each other.
An independent statistician will perform the statistical analysis. All statistical analyses will be performed without knowledge of the actual treatment (surgical or non-surgical) to minimize bias (56).
The ICER of surgical and non-surgical care will be estimated by combining cost and QALY (from EQ-5D-5L). To quantify the uncertainty around estimates, bootstrapping will be used. The ICER will be compared with commonly used estimates of ICERs of other interventions (mainly surgeries and pharmaceutical interventions). Given the uncertainty around the official thresholds of willingness to pay for healthcare interventions, a cost-effectiveness acceptability curve will be drawn, showing the likelihood of the surgical intervention being costeffective given different levels of willingness to pay.
The study has been approved by the Swedish Ethical Review Authority (Approval No: 2021-00011). The study will be performed in accordance with the published protocol, the latest version of the Declaration of Helsinki, and applicable regulatory requirements. Should any substantial protocol amendment occur, the Ethics Committee concerned will be informed and asked for its opinion, prior to implementation of the amended protocol, as to whether a full re-evaluation of the ethical aspects of the study is necessary by the committee. Any changes to the protocol will be presented in publications of study findings.
At the conclusion of the study, the occurrence of any protocol deviations will be determined. After these actions have been completed and the database has been declared to be complete and accurate, it will be locked and available for data analysis. Datasets derived from the current study that are needed to replicate the findings will be made publicly available.
The trial is funded by a grant from the Swedish Research Council (Grant No: 2020-00493). The funding agency has no role in study design, data collection, interpretation of data, or writing of manuscripts.
The trial is registered at clinicaltrials.gov, NCT05003180 (August 12, 2021).
The author PF has received occasional lecture fees from Johnson & Johnson and in the SunBurst study group LB has received a research grant (unrelated to the current project) and lecture fees from Medtronic. All other authors have no conflict of interest.
The study started on September 1, 2021. The study is estimated to continue for 4 years but may be delayed in order to recruit the necessary number of patients. If delays occur, the SunBurst study group plans to reach out to additional centers internationally for the possibility of study expansion. Last follow-up for the primary outcome will be 1 year after last subject recruitment. The results of the study will be submitted for peer-reviewed publication and presented at international conferences. Further registry outcome data is planned to be collected 5 and 10 years after last subject recruitment. The study is estimated to have come to an end in December 2036.
SunBurst will be the 1st nationwide R-RCT on vertebral fractures through the SFR platform with the aim of answering the question: Is surgical or non-surgical treatment the most appropriate for patients with thoracolumbar burst fractures without neurological deficit and without complete rupture of the PLC? It will be the largest RCT to date comparing surgical with non-surgical care in patients with thoracolumbar burst fractures.
Although being the gold standard for comparing treatments in medicine, RCTs come at great cost and a heavy administrative workload. A register-based RCT has the advantage of greatly lowering cost by using an established register and simplifies recruitment of patients using a webbased platform. An R-RCT can facilitate and accelerate recruitment of study participants, making it possible to carry out large, adequately powered studies in a relatively short time. Another advantage with the R-RCTs with a pragmatic approach is that it is more likely to include a more unselected group of patients compared with ordinary RCTs, which more correctly reflects the real population and potentially improves external validity (27). Although this study uses the infrastructure of the SFR, other data including PROMs is collected outside the register; we may therefore also call this study a hybrid R-RCT.
Like previous studies on thoracolumbar burst fractures comparing a non-surgical with a surgical alternative, blinding the subjects is not possible. This may potentially introduce several confounders. However, any baseline confounder is likely to be evenly distributed between the study groups. The PROMs will be assessed by the patients themselves, without the help of healthcare personnel or the researchers involved. The placebo effect in surgery is a potential confounding factor. It has been shown to have importance in short-term efficacy, especially concerning patients with chronic pain (57). Hopefully, this effect will be minimized because the patients have an acute condition and follow-ups up to 1 year after the accident, after which a placebo effect may be attenuated.
A limitation of our study is that the clinically relevant group difference for ODI is not established, which makes the power calculation slightly insecure. Our sample size calculation is based on the individual MCID (55,58). We aim to include 202 patients, which we hope will be more than enough to discover any relevant differences between treatments.
Measuring sick leave and return to work may prove to be an important factor in determining which treatment is the most cost-effective on a societal level. Our study participants, aged 18 to 66 at the time of injury, will be within working age in Sweden. Nevertheless, it cannot be excluded that the given treatment will affect the recommendations on sick leave, for example reasoning that surgery is a more invasive and extensive treatment resulting in prolonged sick leave. This may bias the evaluations on cost. To increase the knowledge on sick leave patterns after vertebral fractures a pilot observational study based on registry data is planned.
In summary, we hope that this R-RCT on thoracolumbar burst fractures will be able to provide important evidence as to which treatment leads to better patient-reported outcome as well as better knowledge of the health economic impact each treatment has for both the patient and society.
a These include fractures of the transverse process, spinous process, lamina, facet, discrete vertebral body compression fractures, or vertebral body edema.
b The structures of the posterior ligamentous complex should be clearly visibly disrupted on the MRI scan to be classified as complete. Incomplete disruptions are eligible for the study.
c The posterior ligamentous complex consists of supraspinous ligaments, the interspinous ligaments, ligamentum flavum, facet capsules, and thoracolumbar fascia.